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2 edition of Regulation and supervision of the government securities market found in the catalog.

Regulation and supervision of the government securities market

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Domestic Monetary Policy.

Regulation and supervision of the government securities market

hearing before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, Ninety-ninth Congress, first session on H.R. 2521 ... H.R, 1896 ... July 9, 1985.

by United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Domestic Monetary Policy.

  • 127 Want to read
  • 38 Currently reading

Published by U.S. G.P.O. in Washington .
Written in English

    Subjects:
  • Government securities -- Law and legislation -- United States.

  • The Physical Object
    Paginationiv, 482 p. ;
    Number of Pages482
    ID Numbers
    Open LibraryOL17746239M

    Securities Market Regulations: Lessons from US and Indian Experience The rules under the securities laws are framed by government, regulation of the securities market, including the : Suchismita Bose. Securities regulation in the United States is the field of U.S. law that covers transactions and other dealings with term is usually understood to include both federal- and state-level regulation by purely governmental regulatory agencies, but sometimes may also encompass listing requirements of exchanges like the New York Stock Exchange and rules of self-regulatory.

      Form and Content of and Requirements for Financial Statements, Securities Act of , Securities Exchange Act of , Public Utility Holding Company Act of , Investment Company Act of , Investment Advisers Act of , and Energy Policy and Conservation Act of Index of Interpretations Relating to Financial Reporting Matters. Self regulation can accomplish results similar to governmental regulation but often with greater sensitivity to marketplace and business realities. In addition, good self regulation can reduce the supervisory burden, and good targeted supervision can make such self .

    Public demands for reform led to the enactment of two very important laws which together form the cornerstone of securities market regulation. The Securities Act of requires issuers of new securities to file a registration statement with the federal government and issue a prospectus to the public. Depression also led to regulation of the securities market by the Federal Government. This regulation had precedents in U.K. law and in U.S. state law. 6 In the U.K. the Bubble Act of put.


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Regulation and supervision of the government securities market by United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Domestic Monetary Policy. Download PDF EPUB FB2

Regulation and supervision of the government securities market: hearing before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, Ninety-ninth Congress, first session on H.R. Most compliance supervision is conducted under the oversight of the Board's Division of Supervision and Regulation (S&R), but consumer compliance supervision is conducted under the oversight of the Division of Consumer and Community Affairs (DCCA).

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ject of regulation of the U.S. government securities market. My testimony today discusses matters we believe the Con- gress should consider in changing the regulatory framework of the U.S. Treasury securities market.1 This market is essential for the orderly financing of most of the $ trillion of public.

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Private propertyFile Size: 1MB. REGULATION OF SECURITIES, MARKETS, AND TRANSACTIONS is essential reading for professionals in the banking, insurance, or securities industries, as well as those employed by a government agency that regulates these industries.

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With in-depth 5/5(1). Electronic trading platforms in government securities markets: draft background note (English) Abstract.

The objective of this background note is to take advantage of experience of markets where Electronic trading platforms (ETP) have been successfully introduced to assess the most efficient ways for enhancement of the secondary market liquidity through.

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The book sets out an interdisciplinary exposition of the law. It provides n interface of financial services lawa and practice. Relevant aspects of business management and economic theory are examined as well.Self-Regulation and the Municipal Securities Market I.

Executive Summary The concept of self-regulation of the United States securities markets dates back nearly two centuries and was codified by Congress in the s. The self-regulatory model that was established by .